EDGAR Next - Section 16 / Form 144 Filers

Question 1: How does Delegation work for Section 16 Filers? Question 2: What are the best and easiest options for Section 16/Form 144 reporting owners? Question 3: How does Login.gov work for Section 16 Filers and Directors?

Mickelisha Treasure Rock Star Workiva Essentials
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EDGAR Next - Delegation

Question 1: What is delegation and why does Workiva recommend that I perform it? Question 2: Is Delegation similar to the "file with Workiva" code option? Question 3: Is Delegation required to file through Workiva? Question 4: What are the benefit...

MacKenzie Schrotenboer Community Moderator Rock Star
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EDGAR Next - Filing in Workiva

Question 1: Will I still be able to create and submit filings in Workiva under EDGAR Next? Question 2: What are the filing scenarios for EDGAR Next Workiva filers? Question 3: For account administrators who only test file, will they also need a to...

Isabel Messore Community Moderator Idea Generator Community Champion
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EDGAR Next - Enrollment and Login.Gov

Question 1: Which filers are impacted by EDGAR Next? Question 2: What are the important deadlines for EDGAR Next compliance? Question 3: What data is required to complete EDGAR Next enrollment? Question 4: When should we enroll in EDGAR Next? Ques...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Which filers are impacted by EDGAR Next?

Every EDGAR account (CIK) is impacted by EDGAR Next, including Section 16/Form 144 Reporting Owners, Institutional Advisors, Investment Companies/Funds, Asset Backed Security registrants, Foreign Private Issuers, Co-Registrants, and Operating Comp...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Meet Angie Kooiker, VP of Professional Services

Hello and welcome to the second season on CPX Leadership, where you’ll hear direct from our own Customer and Partner Experience leadership team on a variety of topics. Kicking off 2025 is Angie Kooiker, Vice President of Professional Services.  An...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Viewing CCC numbers

How do I view the CCC codes of reporting owners in Section 16?

Terry Harrison
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Warning Message: The Reporting Owner has an Invalid CIK/CCC pair.

I keep getting the message above within the Section 16 Platform.  I have confirmed that the CIK and CCC are correct for the reporting owner.  However, this warning does not clear.  How can I resolve this warning and proceed with the Form 4 filing?

Kim Cooper
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How do I tag a whole number of years (ISO) 已回答

Hello,  I have tagged "10 years" using the ISO P10Y, however, it comes out "10.0 years".  Do you know how I can change to a whole number as I cannot see this option in Period options.   Thanks Barbara

Barbara Beta Buddy Idea Generator Data Management Suite Community Champion
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Level Up: SEC Filing

Below is our meeting recording from our Level Up session held on Oct. 16, 2024. This session focused on SEC Filing and we covered a few key topics, including hyperlinking your Exhibit Index, EDGARizing PDF, tips for the filing walkthrough, and EDG...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Schedule 13D and 13G Modernization

As described in Final Rule 33-11253, the SEC is changing how beneficial ownership reports will be filed as well as changes to their compliance reporting deadlines.  Previously, these reports were filed on EDGAR using either HTML or plain text docu...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Technical Report Summary Sizing Requirements

Hello, We have to submit a TRS and when we've tried submitting one years before there was an error that the file was too big. However, we don't remember if the error was that individual pictures within the file were too large or if the file as a w...

Kelsey Durban Rising Star
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JPG files turning into PNG files on Filing Package Creation 已回答

Hello - I am curious as to why my Company Logo file on my Exhibit 99.1 is inserted as a jpg and appears correct up until the point that I choose to regenerate my filing package. At that point, I receive a filing error that I have a PNG file attach...

Kevin Duran
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Creating a Form 3 with no holdings and POA

I am new to the Workiva Section 16 filing platofmr. Can someone please advise how I would create a Form 3 with no initial beneficial ownership? In the platform I used previously, we simply left the Form 3 blank and the SEC populated the "Remarks" ...

Melissa Bybee Brown
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Exhibit Linking for documents herewith 已回答

Hi We are doing the last steps before filing on Weds.  We are working on exhibits.  we have to put our new pdf or word files into the exhibit for files herewith.  We are all new to the SEC team for our second K. We do not remember what we did last...

Jennifer Shushnar All Star Idea Generator
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Tips For Resolving External Reference Errors

  Have you run into a new error message related to external references in your document? We are here to provide some helpful tips to assist in locating the hyperlink as these errors are often tricky to address as they do not provide a direct link...

Sonny Jablonski Rock Star
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Section 16 - Print Forms by Reporting Owner by Date

I would like the ability to print all Section 16 forms filed for a reporting owner for a specified frame.  One potential approach would be to enable a "Print Selected Forms" button on the "Archived Forms" screen (illustration below). Having the o...

Catherine Alqallaf Rock Star Idea Generator Workiva Platform Data Management Suite
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Texas Railroad Commission Reporting

Hi community- anyone currently using Wdesk to prepare Texas Railroad Commission annual reports?

Nick Noble
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Press Releases - Business Wire

We would like to publish our press release that is built out in Workiva through business wire

Maggie Elliott Rock Star Idea Generator
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POA 已回答

How do I get a power of attorney form in the new section 16 to attach to a filing and do I have to attached the POA to every filing or is there a default that will automatically attach it each time?

Suzi Fussman
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Share Repurchase disclosure rule approval

Hello SEC and EDGAR enthusiasts! Wanted to share a quick update with ya’ll regarding the Share Repurchase disclosure rule which was approved earlier this month (see https://www.sec.gov/news/press-release/2023-85 and https://www.sec.gov/files/34-97...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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DEF 14A - Period of Report 已回答

Should the period of the report we input when filing still be the future dated annual meeting date or has this changed and should now be 12/31/22 to match XBRL tagging?

Michelle Cole Rising Star
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Section 16—Rule 10b5-1 Disclosure Changes for SEC Filers

The U.S. Securities and Exchange Commission’s recent updates to insider trading rules aim to further level the playing field between investors and company insiders who have more information than they do. But the changes also include a few new da...

Liz Habel Community Moderator Idea Generator Community Champion Management Reporting Workiva Essentials
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SEC Image Requirements and Resolving Validation Errors

Hello filers! We've been seen a rise in some issues related to images in filings. To help you stay ahead of these, and resolve them quickly, we wanted to provide some tips for you below. But first, here's the details. SEC Image Requirements All im...

Liz Habel Community Moderator Idea Generator Community Champion Management Reporting Workiva Essentials
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EDGAR closed today—Nov. 11

In observance of the Veteran's Day federal holiday today, the SEC and EDGAR will be closed and no filings will be accepted. Note that Workiva Customer Support is available 24/7. Thanks, and Happy Veteran's Day, and thank you for your service to al...

Mike Davis Community Manager Amplify Attendee Community Champion Idea Generator Data Management Suite Workiva Essentials Train the Trainer
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Which fonts will EDGAR accept? 已回答

I can't find it now, but I could swear that I saw a post or article somewhere about EDGAR allowing more fonts. In the past, our filings always rendered in Times New Roman, but apparently, between our Q220 and Q320 10-Qs, they started rendering in ...

Jennifer Bartlett Beta Buddy Idea Generator Community Champion
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Removing recipients from edgar-postmaster@sec.gov emails 已回答

When I file a Section 16 form, I receive an auto-generated notification email from "edgar-postmaster@sec.gov". These emails let me know if my submission was accepted. For example the subject could be: "ACCEPTED FORM TYPE 4 (0000776901-22-000113)" ...

Julie Walker
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