<i class="icon-match-section w-icon w-icon-50 w-icon-twfr-filing" data-section-id="360007126172"></i><i class="icon-match-section w-icon w-icon-50 w-icon-twfr-section-16" data-section-id="360007126132"></i>General discussion and Q&A for compliance filings in the Workiva filing experience.
There are a number of combinations of situations, which can make EDGAR Next confusing. Some common scenarios are: A filer who wants to control all aspects of the filing. Every EDGAR Next filing using the API, where a user doesn’t manually log i...
In EDGAR Next, you will still have the ability to log into EDGAR, OnlineForms, or the Filer Management dashboard in a web browser to submit a filing or manage your EDGAR account. The login process of a CIK and Password will be replaced with a “Lo...
Any valid login.gov account may be used with EDGAR Next. It is strictly up to the individual if they want their personal or other login.gov account utilized for EDGAR Next, or if they wish to create a new account using their business email addres...
The SEC has indicated that they prefer a work email address to be used for EDGAR Next accounts, but this is only a recommendation. A single login.gov account user may be a user and/or Account Administrator for multiple EDGAR Next accounts.
As with everything in EDGAR Next, there are a number of options to choose from. There are various options for individuals under EDGAR Next, ordered from least intrusive to most hands on. The EDGAR Business Office provides a document which discuss...
There are various options for individuals under EDGAR Next, ordered from least intrusive to most hands on. The EDGAR Business Office provides a document which discusses these options: Provide a notarized Power of Attorney letter, similar to what ...
As with other filing types, your company and/or your reporting owners do not need to delegate to Workiva for Section 16 filings. While delegation is a single level process - an entity who is delegated to can not further delegate to another, multi-...
You are always completely in control of your filing, and delegating to Workiva only enables the use of our Filer API Token to be used behind the scenes to communicate with the EDGAR server (API). Nothing else changes with your filing process othe...
Yes. To enroll in EDGAR Next, all operating companies, funds, FPI, and all other types of registrants, other than single member companies, will need to specify two Account Administrators using their login.gov email addresses. In addition, each ED...
By delegating to Workiva, you enable the use of our Filer API Token to be used for your filings. This token is used behind the scenes by our systems to communicate with EDGAR Next, and you will only need to provide your User Token, instead of a S...
There is no limit to the number of entities, such as filing agents, that an EDGAR Next account can delegate to. Delegation is a one time, non-expiring operation, and for Section 16 Reporting Owners, they may choose to delegate to both the issuer ...
There are no charges or contract modifications required to delegate to Workiva or file using EDGAR Next.
Delegating to Workiva relieves the filer of the need to manage their own Filer API Token, which expires on a yearly basis, and also the need to have two or more Technical Administrators in their EDGAR Next account. Delegation is also an EDGAR Next...
Unlike with some filing agents, it is completely your choice on whether to delegate or not to Workiva. By choosing to not delegate to Workiva, you will be required by EDGAR Next to create and manage your own Filer API Tokens using the Technical Ad...
Delegation is a new concept introduced in EDGAR Next where one filing entity (e.g. a registrant or reporting owner) gives permission for another entity (e.g. a filing agent or an issuer) to submit filings on their behalf. Delegation is a one-time...
The stated goals of EDGAR Next are to improve the security of EDGAR filings, provide accountability to the person submitting the filing, and modernize the system used by filing agents to access EDGAR (also known as APIs - Application Programming I...
You can create an unlimited number of Filer API Tokens on the EDGAR Filer Management dashboard, and all are equally valid. You may choose to have a single token which you provide to all of your filing agents, or you may choose to create one or mor...
Although it is often referred to as “Google Authenticator” this is just a shorthand way of referring to a software standard Time-based One Time Password (TOTP) . There are a number of different programs, including those that run on Windows and Ma...
login.gov is the United State government’s primary identity provider, used for many different agency’s sites, including EDGAR Next. Registration in login.gov is required to access the EDGAR Filer Management dashboard and other EDGAR websites afte...
Directors managing their own EDGAR Next and login.gov accounts would be highly impressive, but also highly uncommon. The SEC has foreseen this situation and has noted that, with a Power of Attorney letter, a reporting owner can turn over the mana...
Question 1: How does Delegation work for Section 16 Filers? Question 2: What are the best and easiest options for Section 16/Form 144 reporting owners? Question 3: How does Login.gov work for Section 16 Filers and Directors?
Question 1: What is delegation and why does Workiva recommend that I perform it? Question 2: Is Delegation similar to the "file with Workiva" code option? Question 3: Is Delegation required to file through Workiva? Question 4: What are the benefit...
Question 1: Will I still be able to create and submit filings in Workiva under EDGAR Next? Question 2: What are the filing scenarios for EDGAR Next Workiva filers? Question 3: For account administrators who only test file, will they also need a to...
Question 1: Which filers are impacted by EDGAR Next? Question 2: What are the important deadlines for EDGAR Next compliance? Question 3: What data is required to complete EDGAR Next enrollment? Question 4: When should we enroll in EDGAR Next? Ques...
Every EDGAR account (CIK) is impacted by EDGAR Next, including Section 16/Form 144 Reporting Owners, Institutional Advisors, Investment Companies/Funds, Asset Backed Security registrants, Foreign Private Issuers, Co-Registrants, and Operating Comp...
Hello and welcome to the second season on CPX Leadership, where you’ll hear direct from our own Customer and Partner Experience leadership team on a variety of topics. Kicking off 2025 is Angie Kooiker, Vice President of Professional Services. An...
I keep getting the message above within the Section 16 Platform. I have confirmed that the CIK and CCC are correct for the reporting owner. However, this warning does not clear. How can I resolve this warning and proceed with the Form 4 filing?
Hello, I have tagged "10 years" using the ISO P10Y, however, it comes out "10.0 years". Do you know how I can change to a whole number as I cannot see this option in Period options. Thanks Barbara
Below is our meeting recording from our Level Up session held on Oct. 16, 2024. This session focused on SEC Filing and we covered a few key topics, including hyperlinking your Exhibit Index, EDGARizing PDF, tips for the filing walkthrough, and EDG...
