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Filing 20-F

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  • Barbara

    I guess it doesn't matter where the document is located, as the hyperlink is still working, and the document is not to be included in the filing.  So the real question is can I file with a warning in the Label step?

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  • Isabel Messore

    Hi Barbara,

    I'm checking with our experts on this and should have an answer for you shortly!

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  • Isabel Messore
    While you can still technically file with warnings, we do consider it best practice to resolve any warning labels or notifications. This is because out platform is set up to follow the SEC hyperlinking rules so any warning labels would indicate a deviation from those rules. For the exhibit that needs to be hyperlinked but is not included in the 20-F filing, I'm curious as to whether it already exists on the sec.gov website - if it does, then you can link to that which would alleviate the issue. 
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