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Klassiske filtyper er ikke lenger tilgjengelige for bruk fra og med januar 2021. Du kan overføre klassiske filer eller laste ned en PDF-fil. Finn ut mer

What goes in a X-17A-5 filing?

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Has anyone filed their broker dealer reports through Workiva?  How does it work?  Just trying to update my process. 

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Dato Stemmer
  • Mike Davis

    Hi there, Christie!

    So I've not filed one of these bad boys, but from a how it works perspective, both in Classic and in next gen, you can use either Wdesk created documents that are EDGAR generated to HTM format or optionally uploaded PDFs. We have actually found that many filers use the PDF method over the EDGAR version, but both work in Wdesk.

    These are a somewhat unusual type and have restrictions/rules on what exhibits can be used or are prohibited based on what you choose within the filing. Another thing to note for this is that items can be marked as confidential too.

    I'd be interested as well in seeing how others do this, i.e. the HTM version or PDF one.

    Let me know if I can answer any questions on the above or you need anything else. Thanks for the contributions as always. Cheers!

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