This page lists most forms and document types supported by Workiva. The list of form types you have access to could depend on which license you have purchased. To find out if a form is available to you, contact your sales representative.
Note: For the most complete and up-to-date list, visit Workiva Supported Form Types.
Supported SEC filing forms
Review each category to see which SEC filing forms are supported.
Submissions Pursuant to the Dodd-Frank Act
| Asset-backed Securities Report Pursuant to Section 15G | |
| ABS-15G | ABS-15G/A |
| Specialized Disclosure Report | |
| SD | SD/A |
Various Securities Act, Investment Company, and Other Miscellaneous Submission Types
| Various 1933 Securities Act Registration Statements | ||||||
| AW WD | F-1 | F-1/A | F-1MEF | F-3 | F-3/A | F-3ASR |
| F-3D | F-3DPOS | F-3MEF | F-4 | F-4/A | F-4MEF | F-6 |
| F-6/A | F-6 POS | F-6EF | POS AM | POSASR | RW WD | S-1 |
| S-1/A | S-1MEF | S-3 | S-3/A | S-3ASR | S-3D | S-3DPOS |
| S-3MEF | S-4 | S-4/A | S-4EF | S-4MEF | S-4 POS | S-6 |
| S-6/A | S-8 | S-8 POS | S-11 | S-11/A | S-11MEF | |
| Various Investment Company Submission Types | ||||||
| N-1A | N-1A/A | N-14 | N-14/A | N-14 8C | N-14 8C/A | N-14MEF |
| N-2 | N-2/A | N-2ASR | N-2 POSASR | N-2MEF | N-3 | N-3/A |
| N-4 | N-4/A | N-5 | N-5/A | N-6 | N-6/A | 487 |
| Registration of Securities by Certain Investment Companies Pursuant to Rule 24F-2 | |
| 24F-2NT | 24F-2NT/A |
| Submissions Pursuant to the Trust Indenture Act | |
| T-3 | T-3/A |
| Registration Statements for Foreign Issuers | |||||
| F-4EF | F-4 POS | F-7 | F-7/A | F-7 POS | F-8 |
| F-8/A | F-8 POS | F-10 | F-10/A | F-10EF | F-10POS |
| F-80 | F-80/A | F-80POS | S-B | S-B/A | S-BMEF |
| Prospectuses Filed Pursuant to Rule 424 | ||||||
| 424B1 | 424B2 | 424B3 | 424B4 | 424B5 | 424B7 | 424B8 |
Asset Backed Securities Disclosure and Registration Types
| Regulation AB Submission Types | ||||
| 424H | 424H/A | ABS-EE | ABS-EE/A | SF-1 |
| SF-1/A | SF-1MEF | SF-3 | SF-3/A | SF-3MEF |
Various Investment Company, Securities Exchange Act, Subject Company and Other Miscellaneous Submission Types
| Various Investment Company Submission Types | ||||
| 40-8F-2 | 40-8F-2/A | 40-17G | 40-17G/A | N-8F |
| N-8F/A | N-18F1 | N-18F1/A | N-23C-2 | N-23C-2/A |
| N-23C3A | N-23C3A/A | N-23C3B | N-23C3B/A | N-23C3C |
| N-23C3C/A | 40-17F1 | 40-17F1/A | 40-17F2 | 40-17F2/A |
| 40-24B2 | 40-24B2/A | 40-33 | 40-33/A | 40-8B25 |
| 1934 Securities Exchange Act Proxy Materials and Information Statements Filed Pursuant to Section 14 | ||||
| DEF 14A | DEFA14A | DEFR14A | DEF 14C | DEFA14C |
| DFAN14A | PRE 14A | PRE 14C | PREN14A | PRER14C |
| PRRN14A | DEFC14A | DEFC14C | DEFM14A | DEFM14C |
| DEFN14A | DEFR14C | DFRN14A | PREC14A | PREC14C |
| PREM14A | PREM14C | PRER14A | PX14A6G | PX14A6N |
| Submission Types for Business Development Companies | |||||
| N-54A | N-54A/A | N-54C | N-54C/A | N-6F | N-6F/A |
| Company Act Registration Statements | |||
| N-8A | N-8A/A | N-8B-2 | N-8B-2/A |
| N-8B-3 | N-8B-3/A | N-8B-4 | N-8B-4/A |
| Williams Act Submission Types | ||||||
| SC 13D | SC 13D/A | SC 13G | SC 13G/A | SC TO-C | SC 13E1 | SC 13E1/A |
| SC 13E3 | SC 13E3/A | SC13E4F | SC13E4F/A | SC14D1F | SC14D1F/A | SC 14D9 |
| SC 14D9/A | SC14D9C | SC14D9F | SC14D9F/A | SC 14F1 | SC 14F1/A | SC TO-I |
| SC -TO-I/A | SC TO -T | SC TO-T/A | CB | CB/A | F-N | F-N/A |
| Miscellaneous 1933 Securities Act Submission Types | ||||
| 425 | FWP | F-X | F-X/A | SUPPL |
| Ownership Submissions Pursuant to Section 16 or Rule 144 | |
| 144 | 144/A |
| Development Bank Submission Types | ||
| ANNLRPT | DSTRBRPT | QRTLYRPT |
Investment Company Applications, Regulation E, Periodic, 34-Act Registration, Other Miscellaneous Submission Types
| Applications under the Investment Company Act of 1940 | |||||
| 40-APP | 40-APP/A | 40-OIP | 40-OIP/A | 40-6B | 40-6B/A |
| Annual, Quarterly, and Periodic Reports | ||||
| 10-D | 10-D/A | NT 10-D | NT 10-D/A | 10-KT |
| 10-KT/A | 10-QT | 10-QT/A | 11-KT | 11-KT/A |
| 10-K | 10-K/A | 10-Q | 10-Q/A | NT 10-K |
| NT 10-K/A | NT 10-Q | NT 10-Q/A | 8-K | 8-K/A |
| 8-K12B | 8-K12/A | 8-K12G3 | 8-K12G3/A | 11-K |
| 11-K/A | NT 11-K | NT 11-K/A | 6-K | 6-K/A |
| 20-F | 20-F/A | NT 20-F | NT 20-F/A | 40F |
| 40-F/A | ARS | ARS/A | 15-12B | 15-12B/A |
| 15-12G | 15-12G/A | 15-15D; | 15-15D/A | 15F-12B |
| 15F-12B/A | 15F-12G | 15F-12G/A | 15F-15D | 15F-15D/A |
| 18-K | 18-K/A | IRANNOTICE | SP 15D2 | SP 15D2/A |
| 13F Quarterly Reports | |||
| 13F-NT | 13F-NT/A | 13F-HR | 13F-HR/A |
| 1934 Securities Exchange Act Registration Statements | ||||
| 8-A12B | 8-A12B/A | 8-A12G | 8-A12G/A | 10-12B |
| 10-12B/A | 10-12G | 10-12G/A | 20FR12B | 20FR12B/A |
| 20FR12G | 20FR12G/A | 25 | 25/A | 40FR12B |
| 40FR12B/A | 40FR12G | 40FR12G/A | 18-12B | 18-12B/A |
| Other Submissions Pursuant to the Trust Indenture Act | |
| 305B2 | 305B2/A |
| Prospectuses Filed Pursuant to Rule 424 |
| 424A |
| Various Investment Company Submission Types | ||||
| N-VP | N-VP/A | N-VPFS | N-VPFS/A | 485APOS |
| 485BPOS | 485BXT | 486APOS | 486BPOS | 486BXT |
| 497AD | 497H2 | 497J | 497K | 497 |
| 497VPI | 497VPU | AW | RW | DEL AM |
| POS 8C | POX EX | POS AMI | POS462B | POS462C |
| Periodic Reports for Registered Investment Companies | ||||
| N-Q | N-Q/A | N-CSR | N-CSR/A | NT-NCSR |
| NT-NCSR/A | N-CSRS | NCSRS/A | N-30B-2 | N-30D |
| N-30D/A | NT-NSAR | NT-NSAR/A | N-PX | N-PX/A |
| N-CR | N-CR/A | N-LIQUID | N-LIQUID/A | |
| Withdrawal of an application for exemptive or other relief from the federal securities laws | |
| APP WD | APP WD/A |
| Draft Registration Statements, pursuant to the Jumpstart Our Business Startups Act | ||
| DRS | DRS/A | DRSLTR |
| Regulation A, pursuant to the Section 401 of Jumpstart Our Business Startups Act | ||||
| 1-A-W | 1-A-W/A | 1-Z-W | 1-Z-W/A | DOSLTR |
| 253G1 | 253G2 | 253G3 | 253G4 | 1-SA |
| 1-SA/A | 1-U | 1-U/A | ||
| Regulation E Filings | |
| 1-E | 1-E/A |
| Annual Reports Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 | |
| X-17A-5 | X-17A-5/A |
| Private Submission Types |
| CORRESP |
| Section 16 Types | |||||
| 3 | 3/A | 4 | 4/A | 5 | 5/A |
Supported FERC Forms
| Supported FERC Form submissions | ||||
| 1 | 1F | 1/3-Q | 2 | 2A |
| 2/3-Q | 6 | 6-Q | 60 | 714 |
Other document types
You can use other Workiva file types, such as Documents, Presentations, and Spreadsheets, for additional formatting because they are not filed to the SEC. Additional formatting includes vertical text in table cells and sort and filter functions in tables and Spreadsheets.
You can create external hyperlinks in all document types. However, Document Validation will include warnings when there are external hyperlinks in documents that you can file. This is helpful especially because EDGAR filings are rejected if they have external hyperlinks.
Filing with unsupported forms
You can still use Workiva to create forms not listed in this article, then file them directly through the SEC website.
For detailed descriptions of each form, review the EDGAR Forms PDF documentation on the SEC website.