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SEC filing error - 13F documents submitted don't match match documents processed

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Has anyone received the following comment when submitting a 13F filing "The number of documents submitted to the SEC (1 document) does not match the number processed by the SEC (0 documents).
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2 comments

Date Votes
  • Mike
    Hi Liz,

    Form 13F-HR is a unique one in Wdesk, for sure. Let me see if I can help resolve this issue.

    When you are preparing the information table, make sure to fill out all that is required. In some instances, the section for "Other Manager" needs to have data input into it as well. This would depend on what you supply in the "Information Table" section, such as the report types "Notice" or "Combination Report". If something were missing, the corresponding files needed to complete the 13F-HR filing would not be created and I would expect a message such as that. The error should provide you with what might be missing.

    Does that make sense? Let me know if you have questions or you still unable to complete the filing. Have a great day in the meantime. Cheers!
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  • Permanently deleted user
    Thank you!  We had the manager name in the wrong section. It cleared up.  Thanks for your help!
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