Classic file types are no longer available for use as of January 2021. You can transition your classic files or download a PDF. Learn More

When filing a Form SD, what is the correct period (date) to use for items 1.01 and 1.02?

Answered
Request Demo
When navigating the filing wizard for Form SD, which period should be used for Items 1.01 and 1.02? Is it the period the report relates to (i.e. 12/31/XX)?
0

Comments

1 comment

Date Votes
  • Mike
    • Edited

    Hi Marvin,

    Great question! Form SD is certainly a very nuanced filling that rears its head this time of year. That being said, the correct period of report date for either Item 1.01 or 1.02 is the year-end date of the reporting period, most commonly 12/31/20XX. On the SEC's example form, they also state the following:


    Does that help answer your question?

    Let me know if you have any further questions as well. Thanks and happy filing!

    0

Please sign in to leave a comment.