A recent release to the Workiva Platform included improvements to the following products and features:

Filing

New EDGAR Form Types N-RN and SBS DISPUTE NOTICE Now Available

Internal Audit Management & SOX/Controls Management

Copy Data Record

Hide Empty Folders That Don't Match Filters

Workflow Status Icon Added to Test Form Phase Outline

Filing

New EDGAR Form Types N-RN and SBS DISPUTE NOTICE Now Available

Four new form types, N-RN, N-RN/A, SBS DISPUTE NOTICE, and SBS DISPUTE NOTICE/A from the EDGAR 21.3 release are now available in Wdesk.

Additionally, changes to X-17A-5 and X-17A-5/A from the EDGAR 21.3.1 release are also implemented and available for use.

Internal Audit Management & SOX/Controls Management

Copy Data Record

In the data experience, you can now create new records faster by copying an existing record (Control, Risk, etc.) and then modify from there! Most fields will copy, allowing you to move quickly when you already have a similar record as a starting point. Copy one at a time, or in bulk, by selecting multiple records from the Data list.

Hide Empty Folders That Don't Match Filters

When using the newly available filters for the Audits List View, it is possible that a folder has no (0) matching results to the applied filters. With this update, if a folder is empty, it will be hidden to create an easier view to find the Audit Form(s) you're looking for.

Additionally, all Person filters now include (Me) and Unassigned (Blank) options at the top of the list to make it easier to find your Audits.

Workflow Status Icon Added to Test Form Phase Outline

Within a Test Form, the appropriate workflow status icon will now show next to the test phase name. By hovering over the icon, the tooltip will present the Workflow Status Name. As a SOX tester or reviewer, it now easier to identify what work is Not Started, In Progress, In Review, or Completed as each test phase might be completed at different points throughout the year.